Compliance Exchange Group in Smithtown
Horário de funcionamento
- Segunda-feira
- 09:00 - 17:00
- Terça-feira
- 09:00 - 17:00
- Quarta-feira
- 09:00 - 17:00
- Quinta-feira
- 09:00 - 17:00
- Sexta-feira
- 09:00 - 17:00
M-F 9am-5pm, Sa-Su Closed
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Esta entrada é mantida por:
Compliance Exchange Group Prestador de serviços
732 Smithtown Bypass, Suite 203
11787
Smithtown
Descrição
Compliance Exchange Group (CXG) offers a comprehensive suite of services tailored specifically to the broker-dealer industry. Whether you're looking to establish a new broker-dealer firm or enhance the compliance framework of an existing one, CXG provides expert guidance every step of the way.
Services Include:
Broker-Dealer Compliance Consulting
Broker-Dealer Registration Services
Broker-Dealers for Sale
Starting a Broker-Dealer
Buying a Broker-Dealer
Chief Compliance Officers (CCO) & Chief Operating Officers (COO) Services
Financial and Operations Principal (FinOP) Services
Series 24, 27, 29, 53, and 4 Licenses Support
Registered Options Principal (ROP) Services
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